Compliance Officer – Kent Location
Shape the future of compliance and grow your career.

This is an exciting opportunity for a compliance professional to play a pivotal role in building a culture of integrity and client-focused outcomes within a growing financial services business — with clear potential to progress into leadership and develop a team.
Why This Role?
*Hybrid flexibility – enjoy a balance of office collaboration and remote working (3 days in office after probation).
*Influence and impact – work closely with senior stakeholders to embed compliance excellence.
*Career progression – opportunity to take ownership of the compliance function and grow into a leadership role.
*Professional development – exposure to diverse regulatory areas, from FCA Consumer Duty to Financial Crime and SM&CR.
What You’ll Do
*Lead thematic and client outcome reviews to drive best practice.
*Approve financial promotions and marketing materials for FCA compliance.
*Develop and update policies to keep the business ahead of regulatory change.
*Manage SM&CR certification processes.
*Investigate financial crime referrals and monitor KYC diligence.
*Provide clear, actionable compliance guidance across the business.
*Educate colleagues and champion a strong compliance culture.
*Lay the foundations for a growing compliance team.
What We’re Looking For
*Experience: 2+ years in a compliance role, ideally in Wealth Management or Financial Planning.
*Knowledge: Strong understanding of FCA regulations, including Consumer Duty.
*Skills: Analytical, investigative, and able to translate complex rules into practical solutions.
*Mindset: Ambitious, detail-oriented, and passionate about delivering positive client outcomes — with a drive to progress.
Desirable Extras
*ICA or similar compliance qualification.
*Level 4 Diploma in Financial Planning.
*Knowledge of pensions.