Compliance Officer
  • England,South East,Kent
  • Full Time, Permanent
  • Salary negotiable
Job Description:
Our client, a leading Financial Services institution is seeking a Compliance Officer on a full-time, contract basis. This role is offered on an initial 6-month contract basis.
This is an exciting time to join a thriving organization who are seeking a Compliance professional with strong Quality Assurance and regulatory policy expertise to join the Risk and Compliance function in the firm.
The successful candidate will play a pivotal role in delivering high-quality monitoring reviews, interpreting regulatory frameworks and overseeing general compliance.
Key Responsibilities:
*Monitor, interpret and communicate regulatory developments, publications and communications
*Conduct details QA assessments to ensure all internal policies are adhered to, whilst meeting all regulatory expectations
*Review all regulatory publications / communications
*Perform administrative duties within the Compliance function of the firm
*Contribute to day-to-day governance activities and project work
*Assist in ensuring all internal policies and governance is maintained and adhered to
Key Experience:
*Strong experience in compliance monitoring, quality assurance or advisory, ideally within a regulated environment
*Strong understanding of PRA / FCA regulations and compliance risk
*Ability to work both independently and as part of the wider team
*Excellent communicator, confident liaising with colleagues and clients of all levels
*Previous experience in banking or financial institution is a must
This is an excellent opportunity to join a thriving organization on a 6-month contract, working closely with the Compliance and Regulatory departments.
CVs are being reviewed, so please apply now for immediate consideration.
Job number 3328520

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Company Details:
James Frank Associates
James Frank Associates is a bespoke recruitment consultancy in Tunbridge Wells, Kent focused on placing talented individuals from Graduate to Director...
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