Compliance OfficerGloucester | Office-based | Part-Time or Full-Time
A well-established Financial Planning firm in Gloucester is looking to appoint an experienced Compliance Officer to provide hands-on regulatory oversight and support the firm’s advisers and wider team.
This is a fully office-based, permanent role with flexible hours (minimum c.20 hours, potentially up to full-time), ideal for someone who enjoys being embedded in the business and playing a key role in maintaining high compliance and advice standards.


The Role
*Pre- and post-advice file reviews, including suitability reports and client documentation
*Ongoing compliance monitoring and regulatory oversight across the business
*Supporting the firm’s T&C framework, adviser oversight, and CPD monitoring
*Providing technical compliance guidance to advisers and paraplanners
*Ensuring FCA, Consumer Duty, and internal policies are embedded into day-to-day processes
What They’re Looking For
*Proven, hands-on compliance experience within financial services
*Strong technical knowledge of FCA regulation and Consumer Duty
*Confident, detail-oriented, and comfortable challenging where required
*Able to operate independently while supporting the wider team
Package
*Permanent position
*Flexible hours: c.20 hours minimum, up to full-time
*Salary dependent on experience
*Pension, private medical cover, and additional benefits
*Fully office-based role in Gloucester


Apply today to be considered for this opportunity. If this particular vacancy isn’t the perfect fit, please do still get in touch – we work on a variety of roles across the financial planning sector. You can send your CV directly to this advert or contact us for a confidential discussion.


Additionally, if you know someone who could be a good fit, please refer them as we offer a £200 referral reward if we assist them in securing a new role.