Compliance Manager - Marketing and Distribution for a leading global investor, with a long-standing history in asset management, retirement, and protection solutions. Paying up to £100,000 for a 12 month contract
We are seeking a Compliance Manager (Marketing and Distribution) to join the Compliance function, providing high-quality advisory compliance support to the UK Asset Management Product Provider Oversight team.
The role involves delivering independent compliance oversight, advice, guidance, and training to Asset Management businesses, with a specific focus on UK product providers and their range of UCITS and NURS funds, alternative investment funds, and unit-linked pension funds.
You will work closely with subject-matter experts and will be expected to demonstrate strong skills in preparing written papers, presentations, and data visualisation materials.
Key responsibilities * Providing written and verbal compliance advice to Marketing and Distribution teams on the promotion and distribution of UK collective and pension funds

* Reviewing marketing materials and advising on applicable marketing and disclosure requirements for UK funds

* Participating in regulatory and business-led projects, including assessing regulatory requirements, attending working groups, and preparing compliance reports

* Advising on product development, management, and distribution to ensure fair customer outcomes, regulatory compliance, and alignment with conduct risk appetite

* Maintaining up-to-date knowledge of regulatory developments and supporting responses to consultations and regulatory change initiatives

* Escalating and reporting relevant matters to product providers and attending associated governance meetings

* Building strong working relationships with business areas and risk/compliance teams to coordinate responses to regulatory developments impacting UK funds

* Supporting the Chief Compliance Officer and wider compliance team through tool development, promoting a strong compliance culture, and providing ad-hoc support as required

Skills and experience The successful candidate will demonstrate:
* A strong understanding of the regulatory framework applying to UK UCITS and AIF product providers

* Good knowledge of UK financial promotion and marketing rules, guidance, and market practice

* Experience analysing emerging regulatory risks and advising on their business impact

* Practical knowledge of FCA rules and their real-world application

* A solid understanding of UK investment products and fund management activities

* Proven experience interpreting regulatory requirements and developing compliant, commercially pragmatic solutions

* Strong communication skills, including experience presenting reports to senior management and stakeholders

* A proactive, positive, and high-energy approach, with the ability to operate effectively within a high-performing compliance team

Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates