Compliance and Risk Associate
other jobs Marks Sattin
Added before 1 Days
- England,London,City of London
- Full Time, Permanent
- Salary negotiable
Job Description:
The Role: Compliance and Risk Associate
The Client: Renewable Infrastructure Investment Manager
The Location: London
Leaders in Renewable Infrastructure continues to grow at exceptional pace and is looking for an experienced Compliance generalist to report directly into the Head of Compliance
The Responsibilities:
*Support the listed and private funds across all compliance and regulatory matters
*Review the firms compliance policies and procedures in line with regulatory changes
*Scoping and preparing the annual Compliance Monitoring Plan and Operational Risk Monitoring Plan
*Supporting the annual review of Risk Assessments at fund and asset level
*Reviewing service provider AML frameworks for compliance
*Updating and reviewing PLC PRIIPS KIDs and EMTs
The Requirements:
*4+ years within Compliance Generalist positions within a Fund Manager
*AIFM experience ideally within private infrastructure markets
*Understanding of FCA and UK regulatory environment
*Private Assets experience and understanding would be a massive plus!
We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We’re committed to protecting the privacy of all our candidates and clients, please visit https://privacy and https://en/privacy-policy-1 for our privacy policy.
The Client: Renewable Infrastructure Investment Manager
The Location: London
Leaders in Renewable Infrastructure continues to grow at exceptional pace and is looking for an experienced Compliance generalist to report directly into the Head of Compliance
The Responsibilities:
*Support the listed and private funds across all compliance and regulatory matters
*Review the firms compliance policies and procedures in line with regulatory changes
*Scoping and preparing the annual Compliance Monitoring Plan and Operational Risk Monitoring Plan
*Supporting the annual review of Risk Assessments at fund and asset level
*Reviewing service provider AML frameworks for compliance
*Updating and reviewing PLC PRIIPS KIDs and EMTs
The Requirements:
*4+ years within Compliance Generalist positions within a Fund Manager
*AIFM experience ideally within private infrastructure markets
*Understanding of FCA and UK regulatory environment
*Private Assets experience and understanding would be a massive plus!
We are happy to provide application and/or accessibility support, please contact your Marks Sattin or Grafton consultant directly to discuss your needs. We’re committed to protecting the privacy of all our candidates and clients, please visit https://privacy and https://en/privacy-policy-1 for our privacy policy.
Job number 3399827
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