We’re working with a well-established and growing IFA firm based in Manchester that is genuinely committed to developing its people. As part of continued growth, they’re looking to appoint a Compliance Officer and are very open to candidates who may not yet be in a formal compliance role.
If you’re currently a Paraplanner or IFA Administrator with a strong understanding of advice processes and a keen interest in compliance, this could be an excellent opportunity to transition into a long-term compliance career with full training and support.


Role & Responsibilities:


*Supporting the firm’s compliance framework and policies
*File reviews (pre- and post-sale, depending on experience)
*Assisting with FCA regulatory requirements and reporting
*Monitoring adherence to internal procedures and best practice
*Providing guidance to advisers and support staff on compliance matters
*Helping to identify and manage regulatory risks


The role can be shaped around your experience, with structured development into a full Compliance Officer position.


Do you have the following to apply?


*Experience within an IFA environment (Paraplanner, IFA Administrator, or similar)
*Level 4 qualified or working towards
*Good understanding of the advice process and FCA regulations
*Confident communicator who’s comfortable working with advisers
*A genuine interest in building a career in compliance


Due to the high volume of applications received we are unable to respond to everyone directly. If you are not contacted within 7 working days, you have unfortunately not been shortlisted.


Clayton Davies is acting as an employment agency on behalf of our client.