Financial Planning Compliance Officer
other jobs NJR Recruitment
Added before 8 hours
- England,North West,Greater Manchester
- Full Time, Permanent
- £35,000 - £45,000 per annum
Job Description:
Financial Planning Compliance Officer
Location: Manchester City Centre
Salary: £35,000–£45,000
Working towards the CII Level 4 Exams
About the Role
We are seeking a proactive and detail-oriented Compliance Officer to join a growing financial services business in Ancoats. You will play a key role in maintaining high standards of regulatory compliance and suitability of advice across the business.
This role is ideal for someone with experience in compliance or a similar department who is eager to develop their career in a supportive and professional environment.
Key Responsibilities
*Conduct file checks to assess suitability of advice
*Perform call checks to ensure compliance with advice standards
*Assess vulnerability characteristics and identify necessary support
*Deliver clear and structured feedback to advisers and paraplanners
*Provide ad-hoc compliance support to business departments
*Ensure adherence to FCA regulations, legislation, and internal policies
*Assist in implementing and maintaining robust compliance procedures
Requirements
*Ideally CII Level 4 qualified, or completed 4 exams and actively working towards full qualification
*Minimum 1 year of experience in compliance or a related role
*Strong attention to detail and analytical skills
*Effective communication and interpersonal abilities
*Confidence in delivering constructive feedback
Apply today via NJR Recruitment or call quoting the reference NJR16457
Please note: Due to a high volume of applications, if your CV does not reflect the essential requirements, or you answer ’no’ to key screening questions, we may not be able to contact you.
Location: Manchester City Centre
Salary: £35,000–£45,000
Working towards the CII Level 4 Exams
About the Role
We are seeking a proactive and detail-oriented Compliance Officer to join a growing financial services business in Ancoats. You will play a key role in maintaining high standards of regulatory compliance and suitability of advice across the business.
This role is ideal for someone with experience in compliance or a similar department who is eager to develop their career in a supportive and professional environment.
Key Responsibilities
*Conduct file checks to assess suitability of advice
*Perform call checks to ensure compliance with advice standards
*Assess vulnerability characteristics and identify necessary support
*Deliver clear and structured feedback to advisers and paraplanners
*Provide ad-hoc compliance support to business departments
*Ensure adherence to FCA regulations, legislation, and internal policies
*Assist in implementing and maintaining robust compliance procedures
Requirements
*Ideally CII Level 4 qualified, or completed 4 exams and actively working towards full qualification
*Minimum 1 year of experience in compliance or a related role
*Strong attention to detail and analytical skills
*Effective communication and interpersonal abilities
*Confidence in delivering constructive feedback
Apply today via NJR Recruitment or call quoting the reference NJR16457
Please note: Due to a high volume of applications, if your CV does not reflect the essential requirements, or you answer ’no’ to key screening questions, we may not be able to contact you.
Job number 3426609
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Company Details:
NJR Recruitment
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