VP Swap Dealer Compliance Advisory - Morgan McKinley
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Added before 4 Days
- England,London,City of London
- Full Time, Permanent
- Competitive salary
Job Description:
Our client, a Global Bank, are looking for a VP Swap Dealer Compliance Advisory to join their Compliance team based in London.
Responsibilities below:
*Carry out the day-to-day management of US related regulatory tasks
*Assist in the development of the Compliance framework for US and other entity regulations across all relevant business lines operating in EMEA. This includes uplift of CFTC/NFA and SEC programmes and monitoring of adherence to programme by impacted departments.
*Provide proactive advice, guidance and challenge to the businesses in regulatory compliance matters).
*Work closely with the Regulatory Change Team (who lead on providing advice and guidance on regulatory developments which are in the upstream/implementation phase) for example in drafting and updating policies, procedures and developing and delivering training.
*Provide training to the front office on regulatory and conduct matters with a particular focus on US regulation including for Swap Associated Persons.
Previous experience within US Regulations is preferred.
For further information please don’t hesitate to contact me on my email:
Responsibilities below:
*Carry out the day-to-day management of US related regulatory tasks
*Assist in the development of the Compliance framework for US and other entity regulations across all relevant business lines operating in EMEA. This includes uplift of CFTC/NFA and SEC programmes and monitoring of adherence to programme by impacted departments.
*Provide proactive advice, guidance and challenge to the businesses in regulatory compliance matters).
*Work closely with the Regulatory Change Team (who lead on providing advice and guidance on regulatory developments which are in the upstream/implementation phase) for example in drafting and updating policies, procedures and developing and delivering training.
*Provide training to the front office on regulatory and conduct matters with a particular focus on US regulation including for Swap Associated Persons.
Previous experience within US Regulations is preferred.
For further information please don’t hesitate to contact me on my email:
Job number 3454713
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