Compliance Assurance Officer
other jobs IPS Group Ltd
Added before 3 Days
- England,London,City of London
- Full Time, Permanent
- £70,000 - £90,000 per annum
Job Description:
Compliance Assurance Officer
Location: London
Sector: Lloyd’s / London Market Insurance
Contract: Permanent
A Lloyd’s Managing Agency is seeking an experienced Compliance Officer to join its growing Compliance function. This is a key role supporting the delivery of a robust compliance and assurance framework across a Lloyd’s syndicate platform.
Reporting into senior Compliance leadership, you will play a central role in underwriting governance, conduct risk, financial crime assurance and regulatory reporting, within a highly regulated Lloyd’s environment.
Key Responsibilities
*Support the ongoing development and operation of the Compliance Framework and Annual Compliance Plan
*Lead the delivery of the Underwriting Governance Assurance Plan
*Support conduct risk and financial crime assurance activity
*Act as the first point of contact for underwriting governance queries
*Produce Compliance MI and reporting for senior management and committees
*Support Product Oversight, Deal Review and Regulatory Reporting forums
*Assist with complaints oversight, Lloyd’s attestations and regulatory reporting
*Maintain key compliance logs (breaches, regulatory correspondence, horizon scanning)
*Support SMCR, Fit & Proper processes and Compliance training activity
*Ensure policies and procedures remain current and aligned with regulatory expectations
About You
You will bring strong Compliance or Assurance experience from within the London insurance market, ideally within a Lloyd’s Managing Agency or syndicate environment.
Essential experience:
*3+ years’ experience in Compliance, Risk, Internal Audit or External Audit within Insurance
*Good knowledge of Lloyd’s, FCA and PRA regulatory frameworks
*Experience covering underwriting governance & conduct risk
*Excellent analytical, organisational and stakeholder management skills
Location: London
Sector: Lloyd’s / London Market Insurance
Contract: Permanent
A Lloyd’s Managing Agency is seeking an experienced Compliance Officer to join its growing Compliance function. This is a key role supporting the delivery of a robust compliance and assurance framework across a Lloyd’s syndicate platform.
Reporting into senior Compliance leadership, you will play a central role in underwriting governance, conduct risk, financial crime assurance and regulatory reporting, within a highly regulated Lloyd’s environment.
Key Responsibilities
*Support the ongoing development and operation of the Compliance Framework and Annual Compliance Plan
*Lead the delivery of the Underwriting Governance Assurance Plan
*Support conduct risk and financial crime assurance activity
*Act as the first point of contact for underwriting governance queries
*Produce Compliance MI and reporting for senior management and committees
*Support Product Oversight, Deal Review and Regulatory Reporting forums
*Assist with complaints oversight, Lloyd’s attestations and regulatory reporting
*Maintain key compliance logs (breaches, regulatory correspondence, horizon scanning)
*Support SMCR, Fit & Proper processes and Compliance training activity
*Ensure policies and procedures remain current and aligned with regulatory expectations
About You
You will bring strong Compliance or Assurance experience from within the London insurance market, ideally within a Lloyd’s Managing Agency or syndicate environment.
Essential experience:
*3+ years’ experience in Compliance, Risk, Internal Audit or External Audit within Insurance
*Good knowledge of Lloyd’s, FCA and PRA regulatory frameworks
*Experience covering underwriting governance & conduct risk
*Excellent analytical, organisational and stakeholder management skills
Job number 3457016
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Company Details:
IPS Group Ltd
Company size: 50–99 employees
Industry: Recruitment Consultancy
IPS Group began as Insurance Personnel Selection in 1969 providing a professional recruitment service to the London insurance market. Over the years w...