Senior Compliance Advisor - Investment Management
Location: London
Contract: Permanent
Work Setup: Hybrid

Who We Are
Vanguard is one of the world’s leading investment management companies, committed to helping investors achieve long-term financial success. Known for its low-cost, client-first approach, Vanguard offers a broad range of investment solutions including funds, ETFs, and retirement services to individuals and institutions worldwide.

What you’ll do
* Provide regulatory guidance to Investment Management teams, with a focus on Fixed Income trading and portfolio activities across active and index strategies
* Advise on EU and UK regulations including MiFID, UCITS, best execution, derivatives, transaction reporting and investment restrictions
* Support new product launches, strategic initiatives and regulatory change projects from a Compliance perspective
* Assess and interpret regulatory developments, advising on policy implications, potential breaches and risk mitigation
* Partner with Investment, Risk, Legal and global Compliance teams to address cross-border matters and governance requirements
* Contribute to senior management and board reporting, and deliver targeted regulatory training to business stakeholders

What you bring
* Significant experience within an asset management compliance function, ideally covering Fixed Income desks
* Strong knowledge of UCITS, UK/EU MiFID requirements and broader investment regulation
* Experience providing compliance advisory support within an investment management environment such as EFG
* Sound understanding of fixed income instruments, trading activities and ETF structures
* Ability to deliver pragmatic, commercially aware guidance in partnership with Investment, Risk and Legal teams
* Proven capability to manage competing priorities, analyse complex issues and communicate effectively with senior stakeholders

What’s Next?
If you are ready to take the next step, apply now. Successful applicants will be contacted directly by a recruiter to discuss the role more.
We are committed to creating an inclusive recruitment experience. If you require support or adjustments to the recruitment process, our Adjustment Concierge Service is here to help. Please feel free to contact us at to discuss how we can support you.
This position is being recruited on behalf of our client through our Outsourcing service line. Resource Solutions Limited, trading as Robert Walters, acts as an employment business and agency, partnering with top organizations to help them find the best talent. We welcome applications from all candidates and are committed to providing equal opportunities.