Compliance Officer
other jobs Broster Buchanan Ltd
Added before 2 Days
- England,North West,Merseyside,Liverpool
- Full Time, Permanent
- £30,000 - £35,000 per annum
Job Description:
*Liverpool City Centre, £35K
*Compliance experience essential
*Pensions/Wealth Management/legal experience of particular interest
The Company
Our client, on of the UK’s fastest growing financial services businesses is continuing to expand and as such, requires an experienced compliance professional to join their team.
The Team
A highly talented and close knit, friendly team awaits you. This team has a track record of training and developing people and progressing them quickly.
The role
Reporting to the highly experienced and supporting Head of Compliance, this role is responsible for:
*Quality checking and monitoring
*Internal breach management
*Leading FCA reporting
*Complaint handling
*Some internal audit duties
*General compliance duties
The Person
The ideal person for this role will:
- Have a background in compliance
- Have a background in wealth management/pensions/legal OR a background in CDD/KYC
Package
£35K base salary
Attractive Pension
Private medical
Other Attractive benefits
To understand more about this fantastic career opportunity, please apply here today!
*Compliance experience essential
*Pensions/Wealth Management/legal experience of particular interest
The Company
Our client, on of the UK’s fastest growing financial services businesses is continuing to expand and as such, requires an experienced compliance professional to join their team.
The Team
A highly talented and close knit, friendly team awaits you. This team has a track record of training and developing people and progressing them quickly.
The role
Reporting to the highly experienced and supporting Head of Compliance, this role is responsible for:
*Quality checking and monitoring
*Internal breach management
*Leading FCA reporting
*Complaint handling
*Some internal audit duties
*General compliance duties
The Person
The ideal person for this role will:
- Have a background in compliance
- Have a background in wealth management/pensions/legal OR a background in CDD/KYC
Package
£35K base salary
Attractive Pension
Private medical
Other Attractive benefits
To understand more about this fantastic career opportunity, please apply here today!
Job number 3462586
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Company Details:
Broster Buchanan Ltd
Company size: 20–49 employees
Industry: Recruitment Consultancy
At Broster Buchanan, we solve our client’s talent needs and support candidates in identifying opportunities that match their aspirations. Our te...