Compliance Manager 10 Month FTC - Lloyd’s Syndicate
other jobs Harrison Holgate
Added before 3 hours
- England,London,City of London
- Full Time, Contract
- £90,000 - £100,000 per annum
Job Description:
Compliance Manager (Syndicate)
Fixed Term Contract (Shared Parental Leave Cover) - 10 Months
Lloyd’s Managing Agent
London Market
Salary - Up to £100,000 + Benefits
A well-established Lloyd’s Managing Agent is seeking an experienced Compliance Manager to join the Compliance team on a fixed-term basis to cover a period of Shared Parental Leave.
This is a broad and hands-on role supporting the Head of Compliance and ensuring the Syndicate continues to operate in line with Lloyd’s, FCA and wider regulatory requirements.
This is an excellent opportunity for a Lloyd’s market compliance professional to step into a visible and varied role with real responsibility across the full compliance framework.
The Role
You will support the delivery of the annual Compliance Plan and provide day-to-day regulatory and compliance advice across the Managing Agency and Syndicate. The role combines technical compliance work with stakeholder engagement and oversight responsibilities.
Key responsibilities will include:
* Providing regulatory and compliance advice across the Managing Agency and Syndicate
* Supporting delivery of the annual Compliance Plan
* Managing and overseeing regulatory submissions to Lloyd’s and other regulators
* Overseeing the preparation of compliance-owned regulatory return
* Managing complaints, including liaison with claims teams, coverholders, TPAs, Lloyd’s and the Financial Ombudsman Service
* Maintaining and enhancing compliance systems and controls including financial crime, sanctions and breach reporting
* Undertaking compliance reviews of new and renewal delegated authorities
* Producing compliance and conduct management information and reporting
* Preparing and presenting compliance papers to underwriting and governance committees
* Advising business stakeholders on regulatory implications of business activities and projects
* Supporting contract and third-party service agreement reviews
* Supporting data protection oversight and GDPR compliance in conjunction with the DPO and Operations teams
* Supporting product governance and conduct risk frameworks
* Maintaining the Company Library and overseeing annual policy reviews
* Managing and supporting a Compliance Analyst
* Maintaining compliance records in line with regulatory requirements
* Supporting the Head of Compliance with administrative and ad hoc tasks as required
About You
* You will be an experienced compliance professional with a strong understanding of the Lloyd’s market and the regulatory environment in which Managing Agents operate.
* Strong compliance experience within a Lloyd’s Managing Agent or Syndicate environment
* Detailed knowledge of the FCA and Lloyd’s regulatory framework
* Experience supporting regulatory returns and submissions
* Experience working with delegated authority business
* Good understanding of conduct risk and product governance
* Experience producing compliance reporting and management information
* Experience managing or mentoring junior staff
If you are an experienced Lloyd’s compliance professional looking for a well-rounded contract role, I would be delighted to discuss this with you.
Fixed Term Contract (Shared Parental Leave Cover) - 10 Months
Lloyd’s Managing Agent
London Market
Salary - Up to £100,000 + Benefits
A well-established Lloyd’s Managing Agent is seeking an experienced Compliance Manager to join the Compliance team on a fixed-term basis to cover a period of Shared Parental Leave.
This is a broad and hands-on role supporting the Head of Compliance and ensuring the Syndicate continues to operate in line with Lloyd’s, FCA and wider regulatory requirements.
This is an excellent opportunity for a Lloyd’s market compliance professional to step into a visible and varied role with real responsibility across the full compliance framework.
The Role
You will support the delivery of the annual Compliance Plan and provide day-to-day regulatory and compliance advice across the Managing Agency and Syndicate. The role combines technical compliance work with stakeholder engagement and oversight responsibilities.
Key responsibilities will include:
* Providing regulatory and compliance advice across the Managing Agency and Syndicate
* Supporting delivery of the annual Compliance Plan
* Managing and overseeing regulatory submissions to Lloyd’s and other regulators
* Overseeing the preparation of compliance-owned regulatory return
* Managing complaints, including liaison with claims teams, coverholders, TPAs, Lloyd’s and the Financial Ombudsman Service
* Maintaining and enhancing compliance systems and controls including financial crime, sanctions and breach reporting
* Undertaking compliance reviews of new and renewal delegated authorities
* Producing compliance and conduct management information and reporting
* Preparing and presenting compliance papers to underwriting and governance committees
* Advising business stakeholders on regulatory implications of business activities and projects
* Supporting contract and third-party service agreement reviews
* Supporting data protection oversight and GDPR compliance in conjunction with the DPO and Operations teams
* Supporting product governance and conduct risk frameworks
* Maintaining the Company Library and overseeing annual policy reviews
* Managing and supporting a Compliance Analyst
* Maintaining compliance records in line with regulatory requirements
* Supporting the Head of Compliance with administrative and ad hoc tasks as required
About You
* You will be an experienced compliance professional with a strong understanding of the Lloyd’s market and the regulatory environment in which Managing Agents operate.
* Strong compliance experience within a Lloyd’s Managing Agent or Syndicate environment
* Detailed knowledge of the FCA and Lloyd’s regulatory framework
* Experience supporting regulatory returns and submissions
* Experience working with delegated authority business
* Good understanding of conduct risk and product governance
* Experience producing compliance reporting and management information
* Experience managing or mentoring junior staff
If you are an experienced Lloyd’s compliance professional looking for a well-rounded contract role, I would be delighted to discuss this with you.
Job number 3469481
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Harrison Holgate
Harrison Holgate recognise that few insurance recruitment companies understand the technicalities of the insurance market and fewer still have the ski...