This role is ideal for someone with approximately 1-4 years of experience who is looking to develop a long-term career within a buy-side compliance function. The position will focus primarily on UK and EU regulatory requirements including financial promotions, compliance monitoring, regulatory reporting and other generalist tasks.
Client Details
Our client is a globally recognised alternatives investment manager, who oversees a multibillion-dollar portfolio across a diverse range of markets and jurisdictions.
Description
*Execute the annual compliance monitoring plan, including thematic reviews and routine assessments.
*Review and assess financial promotions, advertising, marketing content, and customer communications for regulatory compliance (e.g., FCA rules on financial promotions).
*Support the preparation, review, and submission of various required regulatory reports.
*Assist in maintaining up-to-date knowledge of regulatory changes within the financial services industry.
*Contribute to the development of training materials and programmes to promote compliance awareness.
*Support the Risk & Compliance department with the implementation of compliance frameworks and policies.
Profile
The successful candidate should have:
*1-4 years compliance generalist experience in a buy-side environment.
*Strong understanding of UK and EU regulatory frameworks, ideally including IFPR, EMIR, SFTR, and MiFIR/MiFID II reporting.
*Excellent communication, analytical, and problem-solving skills, with the ability to prioritise effectively and work with high attention to detail.
Job Offer
*Competitive salary between £50,000 and £70,000.
*Attractive performance-based bonus and equity opportunities.
*Central London based role with a hybrid working environment.
*Opportunities for career progression within a leading asset manager.
*Generous pension scheme, healthcare and other benefits.
If you are a detail-oriented individual with a passion for compliance we encourage you to apply.