Role Type – Permanent (advisory), full time (35 hrs per week) with hybrid working offered after initial training period.
Competitive salary and hybrid working offered.
About the role
Our client is looking for a driven, ambitious and experienced Financial Planner to join their team. This is an exciting opportunity to join a growing Financial Planning firm.
The role is to competently provide financial advice in a compliant manner to clients within the FCA’s rules and guidelines and according to TMFP’s rules and procedures.
Main Responsibilities
*Will full admin and paraplanning support, you will be managing a portfolio of existing and new clients.
*You will support your clients in achieving their financial goals, developing Financial Plans, Product Recommendations and guide them throughout.
*You will be analysing clients’ existing products and communicating effectively with your clients to understand their needs and objectives.
*Identify any other needs the client may have i.e legal advice.
Other Responsibilities
*Undertake research to identify suitable solutions to meet the clients’ needs and objectives.
*Ensure all documentation, plans and records are maintained in a compliant manner.
*Develop client relationships with individuals that have been referred and contact potential clients in accordance with the firm’s guidance.
General Duties
*Work collaboratively with your team to provide your clients with a professional and seamless ongoing Financial Planning experience.
*Liaising with the Partners and clients to ensure the firms service commitments are met and wherever possible exceeded.
*Keep up to date with new product, technical or legislative changes within the marketplace.
*Comply at all times with the firm’s Compliance; Training & Competence; Anti-Money Laundering, Complaints and Data Security procedures.
*Comply at all times with the Financial Services and Markets Act 2000, the FCA Statements of Principle & Code of Practice and the relevant FCA rules at all times.
*Mentoring junior staff within the firm.
What we are looking for We are looking for a competent, driven financial planner, someone who is a great communicator and able to engage and connect with clients. You will have the ability to communicate complex, technical advice in a clear and concise manner and gain commitment from clients.
Key Skills:
*Excellent communication skills
*Interpersonal skills; great at networking
*Analytical mindset
*Teamplayer; ability to collaborate with others.
*Time management skills; able to handle deadlines and pressure.
*Excellent attention to detail.
*Excellent IT skills and proficient in Microsoft Office Products
*Industry awareness and a strong technical knowledge of financial products.
Personal Qualities: Responsible, Considerate and Dedicated
*Driven by a personal sense of integrity.
*Upholds quality standards and takes ownership of work.
*Reliable and trustworthy and treats confidential information with discretion.
*Nurtures teamwork and productive relationships.
*Has care and concern for others, including clients, colleagues and our local community.
*Displays resilience and able to deal with changing priorities.
*Hardworking and diligent.
*A problem solver and not afraid to take on a challenge.
*Willing to learn new skills to develop within the team and help others.
Desirable Qualification or Experience
*5+ years’ experience in a similar role within a financial planning firm
*University degree and relevant Financial Planning qualifications and industry certification