Robert Walters have partnered with a top-tier investment bank who is seeking a Regulatory Counsel with at least three years of post-qualification experience to join their London-based legal team. This is an exceptional opportunity to join a globally recognised financial institution offering exposure to complex regulatory matters across derivatives, funding products, and capital markets documentation, providing you with intellectually stimulating work every day.
What you’ll do:


*Advise on regulatory matters relating to EMIR, SEC/CFTC, PRA/FCA as they pertain to derivatives and funding documentation, ensuring the organisation remains compliant with all relevant requirements.
*Participate actively in implementation workstreams for new or changing regulations, collaborating closely with colleagues across legal, risk, compliance, and business teams.
*Manage regulatory workstreams independently by tracking progress, escalating issues as appropriate, and maintaining clear communication with stakeholders at all levels.
*Liaise effectively with internal stakeholders including front office, risk management, operations, and compliance to provide timely legal advice on regulatory developments impacting trading activities.
*Draft, review, and enhance master documentation such as clearing agreements, terms of business, margin requirements (IM/VM), CRR netting rules, CCP documentation requirements, and related framework documents.
*Support the creation and enhancement of internal procedures designed to ensure robust compliance with evolving regulatory obligations across multiple jurisdictions.
*Contribute to regulatory change implementation projects by identifying impacts on existing documentation and processes while recommending practical solutions for seamless integration.
*Provide training sessions or guidance materials for colleagues on key regulatory topics affecting derivatives trading and funding arrangements.
*Engage proactively in knowledge sharing within the legal department by participating in team meetings, workshops, or cross-functional initiatives aimed at elevating organisational capability.
*Champion diversity and inclusion by fostering psychological safety within the team environment and promoting respectful challenge when addressing risk-related concerns.


What you’ll need to be successful?


*Qualified solicitor or barrister with at least three years’ post-qualification experience specialising in financial regulation or derivatives law within private practice or an in-house environment.
*Demonstrable understanding of EMIR clearing and reporting obligations as well as margin requirements (IM/VM) relevant to derivatives transactions.
*Experience advising on CRR netting rules including their impact on capital/leverage ratios for financial institutions operating in global markets.
*Proven ability to draft or negotiate CCP documentation requirements such as clearing agreements alongside terms of business for trading activities.
*Familiarity with MiFID requirements applicable to wholesale markets participants including ongoing monitoring of regulatory developments.
*Track record of managing regulatory change implementation projects across master documentation while creating or enhancing internal procedures/frameworks.
*Excellent communication skills enabling effective liaison with stakeholders from diverse backgrounds including front office staff, risk managers, operations professionals, and compliance officers.
*Strong analytical skills combined with attention to detail when interpreting complex regulations or reviewing intricate legal documents under tight deadlines.
*Ability to balance multiple priorities simultaneously while remaining responsive to urgent requests from senior management or external regulators.
*Commitment to fostering an inclusive workplace culture through active participation in diversity initiatives or support networks.


Should this be of interest, please apply below.
Robert Walters Operations Limited is an employment business and employment agency and welcomes applications from all candidates