This is an exciting opportunity for a Compliance Analyst to join a leading organisation in the financial services industry on a 12-month fixed-term contract. The role is based in London and involves supporting the Risk & Compliance department in ensuring regulatory adherence and mitigating compliance risks.
Client Details
Broker / Dealer - International Capital Markets
Description
*Supporting the Compliance Monitoring Programme (CMP), including thematic reviews and control testing
*Providing advisory support to the business on FCA rules and internal policies
*Assisting with financial crime matters, including AML / KYC queries and escalations
*Monitoring employee conduct controls (e.g. PA dealing, conflicts of interest, gifts & hospitality)
*Maintaining compliance logs, registers, and records
*Supporting regulatory reporting and filings
*Assisting with policy and procedure updates in line with regulatory developments
Profile
*2-5 years’ experience in a Compliance role within an FCA-regulated firm
*Experience in a Broker/Dealer, investment firm, or trading environment preferred
*Strong understanding of:*FCA regulations (e.g. SYSC, COBS)
*General compliance frameworks and controls



Job Offer
*Competitive salary of £50,000 per annum.
*12-month fixed-term contract with potential for future opportunities.
*Opportunity to work in the financial services industry in London.