Compliance Officer
other jobs LJ Recruitment
Added before 2 Days
- England,West Midlands,Wolverhampton
- Full Time, Permanent
- £30,000 - £50,000 per annum
Job Description:
Full job descriptionA growing compliance company is looking for an experienced Compliance Officer to support clients with FCA authorisations and ongoing regulatory compliance.
This is a client-facing role suited to someone with strong FCA knowledge and hands-on experience managing regulatory applications.
Key Responsibilities
*Manage FCA authorisation applications including SMCR, VOPs and ARs
*Draft compliance policies, procedures and regulatory documentation
*Liaise with the FCA and respond to regulatory queries
*Monitor regulatory changes and provide compliance guidance
*Manage multiple client relationships and projects
Requirements
*Experience within FCA compliance or a regulated environment
*Strong understanding of FCA regulations and filings
*Excellent written and verbal communication skills
*Ability to manage deadlines and multiple priorities
Benefits
*Hybrid working
*20 days holiday + bank holidays
*Birthday off
*Private healthcare
*Pension scheme
*Ongoing training and progression opportunities
This is a client-facing role suited to someone with strong FCA knowledge and hands-on experience managing regulatory applications.
Key Responsibilities
*Manage FCA authorisation applications including SMCR, VOPs and ARs
*Draft compliance policies, procedures and regulatory documentation
*Liaise with the FCA and respond to regulatory queries
*Monitor regulatory changes and provide compliance guidance
*Manage multiple client relationships and projects
Requirements
*Experience within FCA compliance or a regulated environment
*Strong understanding of FCA regulations and filings
*Excellent written and verbal communication skills
*Ability to manage deadlines and multiple priorities
Benefits
*Hybrid working
*20 days holiday + bank holidays
*Birthday off
*Private healthcare
*Pension scheme
*Ongoing training and progression opportunities
Job number 3773539
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