Senior Compliance Manager
other jobs RD Financial Recruitment
Added before 8 Days
- England,South East,Berkshire,Slough
- Full Time, Permanent
- Competitive salary
Job Description:
Full job descriptionSenior Compliance Manager | Slough | Hybrid Working | £2.6k Car Allowance + Excellent Benefits
The Role
Are you an experienced compliance leader looking for an opportunity to influence regulatory standards across a growing financial services organisation? Do you thrive in a role where you can combine strategic thinking with hands-on leadership while helping shape a strong compliance culture?
This is an excellent opportunity to join a highly respected financial services business as a Senior Compliance Manager, supporting the Head of Compliance & MLRO in leading the Compliance function across multiple UK entities. You’ll play a pivotal role in ensuring regulatory excellence, developing high-performing teams and driving compliance best practice throughout the business.
If you’re passionate about FCA regulation, Consumer Duty and leading compliance teams in a fast-paced environment, this is your chance to make a real impact while developing your career within a supportive and forward-thinking organisation.
Key Responsibilities
*Support the Head of Compliance & MLRO in maintaining the Compliance Framework across all UK entities.
*Deputise for the Head of Compliance when required.
*Lead, coach and develop the Compliance team, ensuring high standards of performance.
*Manage and deliver the annual Compliance Monitoring Plan.
*Oversee second-line compliance monitoring activities across the business.
*Conduct thematic reviews and targeted compliance assessments.
*Ensure compliance with FCA regulations, Consumer Duty and internal policies.
*Oversee intermediary oversight activities, including retailer and broker audits.
*Review compliance reports, monitor remediation plans and ensure consistent standards.
*Support regulatory change projects and the implementation of new regulatory requirements.
*Prepare reporting for senior leadership, governance committees and Board meetings.
*Build strong relationships with stakeholders across Risk, Legal, Sales, Operations and Internal Audit.
*Promote a positive compliance culture throughout the organisation.
About You
You’ll be an experienced compliance professional with a strong understanding of the UK financial services regulatory environment and a proven ability to lead teams and influence stakeholders.
You’ll ideally have:
*Significant experience within Compliance, Risk or Internal Audit in Financial Services.
*Strong working knowledge of FCA regulation and Consumer Duty.
*Experience of compliance monitoring and second-line oversight.
*Experience leading compliance reviews and regulatory remediation programmes.
*Previous people management and leadership experience.
*Excellent stakeholder management and communication skills.
*Experience preparing reports for senior management and governance committees.
*Excellent organisational skills with the ability to manage multiple priorities.
*A full UK driving licence and willingness to travel throughout the UK.
The Offer
*Hybrid working
*£2.6k car allowance
*Excellent benefits package
*Opportunity to work within a respected financial services organisation
*Exposure to senior leadership and strategic regulatory projects
*Ongoing professional development and career progression
Apply Now
Ready to take the next step in your compliance career? If you’re looking for an opportunity to lead, influence and make a lasting impact within a forward-thinking financial services organisation, we’d love to hear from you. Apply today and become part of a business committed to delivering the highest standards of regulatory excellence.
The Role
Are you an experienced compliance leader looking for an opportunity to influence regulatory standards across a growing financial services organisation? Do you thrive in a role where you can combine strategic thinking with hands-on leadership while helping shape a strong compliance culture?
This is an excellent opportunity to join a highly respected financial services business as a Senior Compliance Manager, supporting the Head of Compliance & MLRO in leading the Compliance function across multiple UK entities. You’ll play a pivotal role in ensuring regulatory excellence, developing high-performing teams and driving compliance best practice throughout the business.
If you’re passionate about FCA regulation, Consumer Duty and leading compliance teams in a fast-paced environment, this is your chance to make a real impact while developing your career within a supportive and forward-thinking organisation.
Key Responsibilities
*Support the Head of Compliance & MLRO in maintaining the Compliance Framework across all UK entities.
*Deputise for the Head of Compliance when required.
*Lead, coach and develop the Compliance team, ensuring high standards of performance.
*Manage and deliver the annual Compliance Monitoring Plan.
*Oversee second-line compliance monitoring activities across the business.
*Conduct thematic reviews and targeted compliance assessments.
*Ensure compliance with FCA regulations, Consumer Duty and internal policies.
*Oversee intermediary oversight activities, including retailer and broker audits.
*Review compliance reports, monitor remediation plans and ensure consistent standards.
*Support regulatory change projects and the implementation of new regulatory requirements.
*Prepare reporting for senior leadership, governance committees and Board meetings.
*Build strong relationships with stakeholders across Risk, Legal, Sales, Operations and Internal Audit.
*Promote a positive compliance culture throughout the organisation.
About You
You’ll be an experienced compliance professional with a strong understanding of the UK financial services regulatory environment and a proven ability to lead teams and influence stakeholders.
You’ll ideally have:
*Significant experience within Compliance, Risk or Internal Audit in Financial Services.
*Strong working knowledge of FCA regulation and Consumer Duty.
*Experience of compliance monitoring and second-line oversight.
*Experience leading compliance reviews and regulatory remediation programmes.
*Previous people management and leadership experience.
*Excellent stakeholder management and communication skills.
*Experience preparing reports for senior management and governance committees.
*Excellent organisational skills with the ability to manage multiple priorities.
*A full UK driving licence and willingness to travel throughout the UK.
The Offer
*Hybrid working
*£2.6k car allowance
*Excellent benefits package
*Opportunity to work within a respected financial services organisation
*Exposure to senior leadership and strategic regulatory projects
*Ongoing professional development and career progression
Apply Now
Ready to take the next step in your compliance career? If you’re looking for an opportunity to lead, influence and make a lasting impact within a forward-thinking financial services organisation, we’d love to hear from you. Apply today and become part of a business committed to delivering the highest standards of regulatory excellence.
Job number 3939372
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Company Details:
RD Financial Recruitment
Company size: 5–9 employees
Industry: Accountancy (Qualified)
RD Financial Recruitment, based in Windsor, Berkshire, is a privately owned consultancy managed by qualified accountants with extensive senior level f...