Compliance Manager - 12 mth FTC
other jobs KennedyPearce Consulting
Added before 1 Days
- England,London,City of London
- Full Time, Contract
- £60,000 - £70,000 per annum, inc benefits
Job Description:
Full job description***COMPLIANCE MANAGER - 12 MTH CONTRACT - 2027 START*** Our client is a multi-asset global investment management house with a recognised track record.
DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
*Assisting with the review and approval of financial promotions
*Ensuring adherence to the AML/Fraud/ABC/KYC requirements
*undertaking monitoring and providing training
*Assisting with internal/external audit reports
*Reviewing PA Dealing and gifts requests
*Analysing conflicts and maintaining policies
*Collating MI and making reports
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
*Assisting with the review and approval of financial promotions
*Ensuring adherence to the AML/Fraud/ABC/KYC requirements
*undertaking monitoring and providing training
*Assisting with internal/external audit reports
*Reviewing PA Dealing and gifts requests
*Analysing conflicts and maintaining policies
*Collating MI and making reports
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
Job number 4115173
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Company Details:
KennedyPearce Consulting
Company size: 20–49 employees
Industry: Recruitment Consultancy
Kennedy Pearce is a leading recruitment firm focusing on:We’re a tight knit organisation, who value the relationships we hold with our community...