Compliance Manager - Kennedy Pearce
other jobs eFinancialCareers
Added before 1 Days
- England,London,City of London
- Full Time, Permanent
- Competitive salary
Job Description:
Full job description ***COMPLIANCE MANAGER - 12 MTH CONTRACT - 2027 START*** Our client is a multi-asset global investment management house with a recognised track record.
DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
*Assisting with the review and approval of financial promotions
*Ensuring adherence to the AML/Fraud/ABC/KYC requirements
*undertaking monitoring and providing training
*Assisting with internal/external audit reports
*Reviewing PA Dealing and gifts requests
*Analysing conflicts and maintaining policies
*Collating MI and making reports
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
DUTIES & RESPONSIBILITIES OF A FTC COMPLIANCE MANAGER
*Assisting with the review and approval of financial promotions
*Ensuring adherence to the AML/Fraud/ABC/KYC requirements
*undertaking monitoring and providing training
*Assisting with internal/external audit reports
*Reviewing PA Dealing and gifts requests
*Analysing conflicts and maintaining policies
*Collating MI and making reports
You will have proven generalist Compliance experience from an asset management or fund management background. Salary:£60-75K plus bonus and benefits. Please contact me for more details.
Job number 4116901
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