Full job description EXCLUSIVE | SMF16 & SMF17 COMPLIANCE DIRECTOR
Leeds | Hybrid | IFA / Wealth Management
Looking for your next Compliance leadership role — but want more than just another compliance position?
Phoenix Talent Partners is exclusively representing a forward-thinking, technology-led IFA business on an exciting growth journey.
This is a genuine opportunity to influence, develop and grow.
SMF16 & SMF17 responsibility
Compliance strategy, governance & oversight
Financial Crime responsibility
Compliance monitoring & regulatory controls
Genuine seat at the table
Opportunity to influence how AI & technology shape the future compliance function
Dedicated senior compliance leader providing mentoring & support
Long-term potential to develop towards CRO
ABOUT YOUWe’re looking for a senior Compliance professional with:
Strong IFA / wealth management experience
SMF16 experience — or ready to step into it
Experience across Financial Crime & Governance
Strong understanding of IFA / wealth planning compliance controls
Level 4 Diploma in Financial Planning (or equivalent) — essential
Compliance qualification — desirable
A curious, collaborative and future-focused mindset
This is a flat, collaborative culture where everyone has a voice and your experience will genuinely help shape the business.
Competitive package & benefits
Leeds / Hybrid
Real career development & CRO potential
If you’re ready for a role where you can make an impact rather than simply maintain the status quo, let’s talk.
Exclusively represented by Phoenix Talent Partners | Confidential enquiries welcome.
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