Senior Compliance Analyst
other jobs Broster Buchanan
Added before 8 Days
- England,Yorkshire and The Humber,West Yorkshire,Leeds
- Full Time, Permanent
- £40,000 - £50,000 per annum
Job Description:
Full job description*Leeds (2 days in the office)
*£40,000 - £50,000 + Benefits
This opportunity would suit someone currently working within a second or third line compliance, risk, assurance, internal audit or regulatory function who enjoys interpreting FCA regulations and providing practical guidance to stakeholders across the business.
You’ll play a key role in helping the organisation understand and implement regulatory requirements, monitor compliance risks, and support a strong governance and control environment.
Key Responsibilities *Interpret FCA regulations and assess their impact on the business.
*Provide practical regulatory guidance and advice to key stakeholders.
*Support compliance monitoring, assurance and risk assessment activities.
*Assist with policy reviews, regulatory reporting and governance processes.
*Monitor regulatory developments and emerging compliance risks.
*Support business change initiatives from a regulatory and compliance perspective.
*Help promote a strong culture of compliance and good conduct across the organisation.
About You *Experience within a Compliance, Risk, Assurance, Internal Audit or Regulatory function in financial services.
*Knowledge of FCA regulations and the UK regulatory landscape.
*Exposure to second or third line risk and compliance environments.
*Ability to interpret regulation and communicate requirements clearly to non-technical stakeholders.
*Strong analytical and problem-solving skills.
*Experience within wealth management, investments, banking, insurance or another regulated financial services environment would be advantageous.
Why Apply? *Join a highly reputable financial services organisation.
*Broad exposure across risk, compliance and regulatory activity.
*Hybrid working model with 2 days per week in Leeds.
*Excellent opportunity to further develop a career in regulatory compliance and risk.
If you’re looking to utilise your regulatory knowledge in a collaborative and forward-thinking environment, we’d welcome a confidential conversation.
*£40,000 - £50,000 + Benefits
This opportunity would suit someone currently working within a second or third line compliance, risk, assurance, internal audit or regulatory function who enjoys interpreting FCA regulations and providing practical guidance to stakeholders across the business.
You’ll play a key role in helping the organisation understand and implement regulatory requirements, monitor compliance risks, and support a strong governance and control environment.
Key Responsibilities *Interpret FCA regulations and assess their impact on the business.
*Provide practical regulatory guidance and advice to key stakeholders.
*Support compliance monitoring, assurance and risk assessment activities.
*Assist with policy reviews, regulatory reporting and governance processes.
*Monitor regulatory developments and emerging compliance risks.
*Support business change initiatives from a regulatory and compliance perspective.
*Help promote a strong culture of compliance and good conduct across the organisation.
About You *Experience within a Compliance, Risk, Assurance, Internal Audit or Regulatory function in financial services.
*Knowledge of FCA regulations and the UK regulatory landscape.
*Exposure to second or third line risk and compliance environments.
*Ability to interpret regulation and communicate requirements clearly to non-technical stakeholders.
*Strong analytical and problem-solving skills.
*Experience within wealth management, investments, banking, insurance or another regulated financial services environment would be advantageous.
Why Apply? *Join a highly reputable financial services organisation.
*Broad exposure across risk, compliance and regulatory activity.
*Hybrid working model with 2 days per week in Leeds.
*Excellent opportunity to further develop a career in regulatory compliance and risk.
If you’re looking to utilise your regulatory knowledge in a collaborative and forward-thinking environment, we’d welcome a confidential conversation.
Job number 4194260
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