Full job descriptionWe are looking for a proactive and detail-oriented Compliance Administrator to join a growing financial services business in Leicester.
This is a great opportunity for someone with experience in financial services administration or compliance to join a supportive team, helping maintain regulatory standards and ensure the smooth running of compliance processes.
Working closely with the financial planning and management teams, your responsibilities will include:
*Supporting compliance with FCA regulations and carrying out client file reviews.
*Maintaining accurate compliance records, policies and procedures.
*Analysing compliance data and undertaking due diligence on products and providers.
*Managing training, competency and CPD records.
*Providing general administrative support where required.
About YouYou will have at least two years’ experience in administration and/or compliance within a financial advisory business, alongside strong organisational skills and excellent attention to detail.
You’ll be confident using IT systems, communicate effectively and enjoy working as part of a small team. A proactive attitude, integrity and discretion are essential, along with a willingness to learn and undertake further qualifications.
Relevant financial planning or compliance qualifications would be an advantage but are not essential.
What’s on Offer?*30 days’ annual leave, pro rata.
*Pension scheme and private medical cover.
*Flexible working arrangements.
*Support for ongoing professional development.
Interested? If you have a background in financial services administration or compliance and are looking for a flexible, part-time opportunity, apply today to find out more.